Skip to Main Content

Keeping you informed

SEC Comment Letters–A New Twist on Insider Trading?

    Client Alerts
  • October 10, 2014

A few days ago the New York Times reported a recent study by three professors at the Haas School of Business at the University of California at Berkley that notes increased insider sales just prior to the EDGAR filing of certain SEC comment letters. Although I would not presume to pass on the validity of this study or the conclusions it draws about insider trading, it does raise an interesting point that all companies should consider.

To continue reading, please click here